Compliance with Sanctions and Watchlists
Capability/sanction and watchlists /
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Revision as of 08:50, 23 September 2024 by Simonschlosser (talk | contribs)
| Name Name of a concept, e.g. a data model concept. In contrast to terms, the name does not depend on a given context, e.g. a country-specific language. | Compliance with Sanctions and Watchlists |
|---|---|
| Short description Informal and short human-readable definition of a concept. | CDQ is connected to all major financial sanctions and watchlists that are published by regulators and other official national and international organisations. |
| Description Informal and comprehensive human-readable definition of a concept. | CDQ is connected to all major financial sanctions and watchlists that are published by regulators and other official national and international organisations. CDQ is sourcing the data from a third-party data provider. |
Sanction and Watchlists
Financial sanctions include amongst others:
- United Nations Security Council Consolidated lists
- European Union lists
- OFAC SDN / OFAC Consolidated lists (USA)
- FinCEN, 311 Special Measures list (USA)
- HM Treasury lists (UK)
- SECO / FDFA and other lists (Switzerland)
- Australian Government Department of Foreign Affairs and Trade – Consolidated list
- Other lists from various countries/jurisdictions
Watchlists provide warnings
- from authorities and official supervisors (Bafin, FMA, CBFA, FINMA, CNMV, MAS, FCA etc.),
- from police departments, governments, national and international investigation authorities (Interpol, FBI, DEA, DIA etc.)
- from international tribunals, enforcement actions, disqualified directors and debarred companies from governmental and international agencies.
The information is extracted from more than 1'450 risk relevant lists originating from over 90 countries.